HS Code Chapter

Rubber and articles thereof

40 Chapter
Section VII — Plastics and articles thereof; rubber and articles thereof

About HS Code 40

Chapter 40 of the Harmonized System (HS) comprehensively covers "Rubber and articles thereof," providing a crucial classification framework for a vast array of products derived from natural, synthetic, and reclaimed rubber. This chapter spans the entire lifecycle of rubber, from its raw forms as natural latex or synthetic polymers to highly processed and finished articles essential across numerous industries. The scope extends to unvulcanized rubber, vulcanized rubber (other than hard rubber), and hard rubber, including waste, parings, and scrap, as well as powders and granules obtained therefrom. Key sub-categories within this chapter include natural rubber (4001), synthetic rubber and factice derived from oils (4002), reclaimed rubber (4003), waste and scrap of rubber (4004), compounded unvulcanized rubber (4005), other forms of unvulcanized rubber (4006), vulcanized rubber threads and cords (4007), plates, sheets, strip, rods, and profile shapes of vulcanized rubber (4008), tubes, pipes, and hoses of vulcanized rubber (4009), conveyor or transmission belts or belting (4010), new pneumatic tires (4011), retreaded or used tires and solid or cushion tires (4012), inner tubes (4013), and various other articles of vulcanized rubber (4016). This classification is paramount for trade compliance as it dictates applicable duty rates, import restrictions, safety standards, and environmental regulations (e.g., for tires). Historically, rubber played a pivotal role in the industrial revolution, with its significance only growing in the automotive, construction, medical, and consumer goods sectors, making its accurate classification vital for global supply chains and economic efficiency. The chapter's major headings provide a systematic breakdown, ensuring that everything from raw latex to complex rubber components finds its correct place in international trade.

Products Under This Code

Natural rubber latex, synthetic polyisoprene rubber, reclaimed rubber crumbs, unvulcanized rubber sheets, pneumatic bicycle tires, radial automobile tires, solid industrial tires, rubber conveyor belts, rubber transmission belts, industrial rubber hoses, medical examination gloves, surgical rubber gloves, rubber gaskets for engines, automotive rubber seals, vibration dampening rubber mounts, rubber O-rings, rubber floor mats (non-textile backed), rubber stoppers for laboratory use, rubber weatherstripping, inflatable rubber boats (non-rigid hull), rubber hot water bottles, rubber shoe soles (unfinished), rubber expansion joints, rubber anti-vibration pads, rubber dock fenders

Real World Examples

A U.S. automotive manufacturer regularly imports new radial automobile tires (4011) from South Korea for assembly into vehicles at their North American plants, utilizing established trade routes from Busan, South Korea, to various U.S. ports like Long Beach, California. Similarly, a European medical supply distributor sources large quantities of natural rubber latex examination gloves (4015) from manufacturers in Malaysia, shipping them via container vessels from Port Klang to major European hubs such as Rotterdam, Netherlands. In another scenario, a Brazilian mining conglomerate procures heavy-duty rubber conveyor belts (4010) from China to support its iron ore extraction operations, with shipments typically originating from Shanghai and arriving at the port of Santos, Brazil. Lastly, a Japanese tire producer imports raw natural rubber sheets (4001) from plantations in Thailand to be processed into finished tires at its domestic factories, often transported from Laem Chabang, Thailand, to Yokohama, Japan.

Common Misclassification

Traders frequently misclassify products under Chapter 40 due to ambiguities concerning composite materials or specific end-use provisions. A common mistake is confusing rubber articles with plastic articles (Chapter 39), as both are polymers; however, rubber possesses distinct elastic properties. For instance, a rubber hose (4009) might be mistaken for a plastic hose (3917). Another pitfall involves articles where rubber is a component but not the primary material, or where a specific end-use chapter overrides. For example, rubber toys are classified under Chapter 95 (9503), not 4016, and rubber footwear falls under Chapter 64 (6401-6405), not 4016. Articles of textile material combined with rubber are generally classified under Section XI (e.g., Chapter 59 for rubberized textile fabrics), leading to confusion when the rubber content is significant but the textile component provides the essential character.

Headings in This Chapter 17

40.01 Natural rubber, balata, gutta-percha, guayule, chicle and similar gums; in primary forms or in plates, sheets or strip 40.02 Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip; mixtures of heading no. 4001 and 4002, in primary forms or in plates, sheets or strip 40.03 Reclaimed rubber in primary forms or in plates, sheets or strip 40.04 Waste, parings and scrap of rubber (other than hard rubber) and powders and granules obtained therefrom 40.05 Compounded rubber, unvulcanised, in primary forms or in plates, sheets or strip 40.06 Unvulcanised rubber in other forms (e.g. rods, tubes and profile shapes) and articles (e.g. discs and rings) 40.07 Vulcanised rubber thread and cord 40.08 Plates, sheets, strip, rods and profile shapes, of vulcanised rubber other than hard rubber 40.09 Tubes, pipes and hoses, of vulcanised rubber (other than hard rubber), with or without their fittings (e.g. joints, elbows, flanges) 40.10 Conveyor or transmission belts or belting, of vulcanised rubber 40.11 New pneumatic tyres, of rubber 40.12 Retreaded or used pneumatic tyres of rubber; solid or cushion tyres, tyre treads and tyre flaps, of rubber 40.13 Inner tubes, of rubber 40.14 Hygienic or pharmaceutical articles (including teats), of vulcanised rubber other than hard rubber, with or without fittings of hard rubber 40.15 Articles of apparel and clothing accessories (including gloves, mittens and mitts), for all purposes, of vulcanised rubber other than hard rubber 40.16 Articles of vulcanised rubber other than hard rubber, n.e.c. in chapter 40 40.17 Hard rubber (e.g. ebonite) in all forms, including waste and scrap; articles of hard rubber

Industry

This code belongs to the Automotive & Vehicles industry.

Trade Overview

Major importers of goods in Chapter 40 include the United States, Germany, China, and Japan, driven by their robust automotive, manufacturing, and healthcare sectors. Leading exporters of natural rubber are Thailand, Indonesia, and Malaysia, while China, the United States, Germany, and Japan dominate the export of synthetic rubber and manufactured rubber articles like tires and industrial components. Tariff rates vary significantly, generally being lower for raw materials and higher for finished products. Many Free Trade Agreements (FTAs) and preferential trade programs, such as those within ASEAN or between the EU and its partners, provide reduced or zero duties for rubber products, enhancing trade flows. However, specific anti-dumping duties, particularly on certain tire types, and environmental regulations (e.g., REACH in the EU) can impact trade decisions and compliance efforts for goods under this classification.

Frequently Asked Questions

What is HS code 40?

HS code 40 is a 2-digit chapter in the Harmonized System that covers: Rubber and articles thereof. Chapter 40 of the Harmonized System (HS) comprehensively covers "Rubber and articles thereof," providing a crucial classification framework for a vast array of products derived from natural, synthetic, and reclaimed rubber. This chapter spans the entire lifecycle of rubber, from its raw forms as natural latex or synthetic polymers to highly processed and finished articles essential across numerous industries. The scope extends to unvulcanized rubber, vulcanized rubber (other than hard rubber), and hard rubber, including waste, parings, and scrap, as well as powders and granules obtained therefrom. Key sub-categories within this chapter include natural rubber (4001), synthetic rubber and factice derived from oils (4002), reclaimed rubber (4003), waste and scrap of rubber (4004), compounded unvulcanized rubber (4005), other forms of unvulcanized rubber (4006), vulcanized rubber threads and cords (4007), plates, sheets, strip, rods, and profile shapes of vulcanized rubber (4008), tubes, pipes, and hoses of vulcanized rubber (4009), conveyor or transmission belts or belting (4010), new pneumatic tires (4011), retreaded or used tires and solid or cushion tires (4012), inner tubes (4013), and various other articles of vulcanized rubber (4016). This classification is paramount for trade compliance as it dictates applicable duty rates, import restrictions, safety standards, and environmental regulations (e.g., for tires). Historically, rubber played a pivotal role in the industrial revolution, with its significance only growing in the automotive, construction, medical, and consumer goods sectors, making its accurate classification vital for global supply chains and economic efficiency. The chapter's major headings provide a systematic breakdown, ensuring that everything from raw latex to complex rubber components finds its correct place in international trade.

What products fall under HS code 40?

Natural rubber latex, synthetic polyisoprene rubber, reclaimed rubber crumbs, unvulcanized rubber sheets, pneumatic bicycle tires, radial automobile tires, solid industrial tires, rubber conveyor belts, rubber transmission belts, industrial rubber hoses, medical examination gloves, surgical rubber gloves, rubber gaskets for engines, automotive rubber seals, vibration dampening rubber mounts, rubber O-rings, rubber floor mats (non-textile backed), rubber stoppers for laboratory use, rubber weatherstripping, inflatable rubber boats (non-rigid hull), rubber hot water bottles, rubber shoe soles (unfinished), rubber expansion joints, rubber anti-vibration pads, rubber dock fenders

What are common misclassifications for HS code 40?

Traders frequently misclassify products under Chapter 40 due to ambiguities concerning composite materials or specific end-use provisions. A common mistake is confusing rubber articles with plastic articles (Chapter 39), as both are polymers; however, rubber possesses distinct elastic properties. For instance, a rubber hose (4009) might be mistaken for a plastic hose (3917). Another pitfall involves articles where rubber is a component but not the primary material, or where a specific end-use chapter overrides. For example, rubber toys are classified under Chapter 95 (9503), not 4016, and rubber footwear falls under Chapter 64 (6401-6405), not 4016. Articles of textile material combined with rubber are generally classified under Section XI (e.g., Chapter 59 for rubberized textile fabrics), leading to confusion when the rubber content is significant but the textile component provides the essential character.

Which countries trade the most under HS code 40?

Major importers of goods in Chapter 40 include the United States, Germany, China, and Japan, driven by their robust automotive, manufacturing, and healthcare sectors. Leading exporters of natural rubber are Thailand, Indonesia, and Malaysia, while China, the United States, Germany, and Japan dominate the export of synthetic rubber and manufactured rubber articles like tires and industrial components. Tariff rates vary significantly, generally being lower for raw materials and higher for finished products. Many Free Trade Agreements (FTAs) and preferential trade programs, such as those within ASEAN or between the EU and its partners, provide reduced or zero duties for rubber products, enhancing trade flows. However, specific anti-dumping duties, particularly on certain tire types, and environmental regulations (e.g., REACH in the EU) can impact trade decisions and compliance efforts for goods under this classification.

How is HS code 40 structured?

HS code 40 is a 2-digit chapter code in the Harmonized System maintained by the World Customs Organization. It represents a broad category of goods and contains multiple 4-digit headings and 6-digit subheadings for more specific classifications.